The Lexical Landscape: Verbs and Nouns
In this chapter, attention is paid both to what the phrases themselves reveal about the nature of the transformation depicted, and to the narrative and generic contexts in which they appear. We begin with an overview of the phrases used to describe transformations, followed by an exploration of recurring nouns paired with verbs. These phrases are grouped into seven categories: state-focused, process-focused, exchange-focused, visually deceptive, action-specific, form-ownership and layering-based transformations. This breakdown helps map the conceptual diversity of transformation across the literature. A full list of the verb phrases discussed appears in the chapter’s Appendix, while Figures 1 and 2 (below) group the verbs and nouns into semantic field diagrams, allowing readers to visualise patterns and relationships across the corpus.
To Be: Emphasis on State1 The phrases discussed here are vera (to be), vera (því)líkr (to be (just) like), vera í -líki (to be in the form (of)).
Transformation is often depicted as the adoption of a state, using the verb vera (‘to be’) in various constructions. The phrase hann var dýr (he was an animal), for instance, asserts a clear and unequivocal transformation: ‘Kom hann til dvergs þess er heitir *Andvari. Hann var fiskr í vatni’ (‘he came across this dwarf called Andvari. He was a fish in the water’).2 Skm, ch. 38 (p. 45). Common in mythological and legendary texts, such phrasing reflects a narrative world where shapeshifting is an accepted reality.3 Cp. GHr., ch. 33 (p. 342); Hrólf., ch. 20 (p. 57).
At the same time, vera (to be) can signal subtler transformations when paired with modifiers like líkr (like) or í -líki (in the form of). These either temper the ‘depth’ or degree of the transformation, or shift attention away from the state itself and towards the adopted form. For example, in Egils saga einhenda: ‘Kerling lét þá líta í glerit, ok sýndust þeir þá svá stórir, at þeir váru tröllum líkir’ (‘then the old woman had them [Egill and Ásmundr] look into the mirror, then they seemed so big, that they were like trolls’).4 Ch. 15 (pp. 356–7). The verb sýnask (to seem) and the adjective líkr suggest partial transformation, blurring the line between illusion and reality, leaving us in doubt as to whether any change has materially occurred. Similarly, there is a degree of separation between the underlying self of the transformed character and their altered form in the description of the princess in Þorsteins saga Víkingssonar, quoted above, which employs the phrase vera þvílíkr (to be just like) to describe her altered state as the ogress. These more equivocal phrases describe transformations into humanoid rather than animal forms, perhaps hinting that transforming into another person was narratively more complex than the adoption of animal form.
By contrast, vera í -líki emphasises a more concrete transformation, describing characters who assume animal form. In phrases like ‘þeir váru í sela líkjum’ (‘they [Loki and Heimdallr] were in the form of seals’),5 Skm., ch. 8 (p. 19). the language emphasises tangible embodiment. This phrasing is common in prose contexts and particularly in legendary narratives,6 E.g., Vǫls., ch. 14 (p. 25); Rm. (pp. 298, 300). and aligns in fornaldarsögur and riddarasögur with other transformation-verbs like verða at (to become) and bregðask í -líki (to change into the form of), all of which indicate material metamorphosis rather than illusion.7 E.g., Bós., ch. 14 (ed. Jiriczek, pp. 58–9); Bær., ch. 31 (ed. Cederschiöld, p. 119). Bósa saga was composed before 1350. Bærings saga was composed at the beginning of the fourteenth century. Notably, vera í -líki is rare in Íslendingasögur, where explicit transformations are generally avoided.8 It is, however, used in Eyrbyggja saga (ch. 20), when Katla disguises her son Oddi from Arnkell: after seeing Katla grooming a goat, Arnkell wonders, ‘ætli þér eigi, at Oddr hafi verit í hafrslíkinu?’ (ed. Einar Ól. Sveinsson, pp. 51–2): ‘Do you not think, that it was Oddr in the form of a goat?’. Note that it is Arnkell who uses the phrase vera í -líki, rather than the narrator (who uses a different lexis to describe the changes depicted, discussed below), suggesting that it is perhaps only acceptable for a character (and not the saga-narrator) to believe in the authenticity of this transformation. Eyrbyggja saga was likely composed mid-thirteenth century.
To Become: Emphasis on Process9 The phrases discussed here are verða (at) (to become), bregða(sk) í -líki/-ham (to change (oneself) into the form/shape (of)), and bregða á sik -líki/-ham/ásjónu/yfirlitum/sýn/mynd (to change oneself into the form/shape/outer appearance (of)).
Language describing transformation can also emphasise the process of change, of moving from one entity into another. Verða (at) is frequent in fornaldarsögur, used particularly to describe transformations induced by curses,10 GrL., ch. 2 (ed. Rafn, pp. 140–2); Hrólf., ch. 19 (p. 55). Gríms saga loðinkinna was composed in the early fourteenth century. with implied permanence, as in Hjálmþérs saga ok Ǫlvis: ‘Á Álsólu, systur mina, lagði hún, at hún skyldi verða at fingálpi, ok aldrei úr sínum álögum komast, nema nokkur konúngsson vildi kyssa hana’ (‘On Álsól, my sister, she put a curse so that she should become a fingálkn, and she would never free herself from this curse unless a king’s son wanted to kiss her’).11 E.g., HjǪ., ch. 22 (p. 516). Hjálmþérs saga ok Ǫlvis dates from the fifteenth century, though comparisons with the late fourteenth-century Hjálmþérs rímur suggest an earlier version of the story was composed c. 1300. Yet, verða can also denote temporary, material transformations, as in Sǫrla þáttr, where the verb is used to describe Loki’s transformation into a fly and later into a flea.12 Sǫrla þáttr is preserved in Óláfs saga Tryggvasonar in the fourteenth-century Flateyjarbók. See ch. 2 (ed. Guðbrandur Vigfússon and Unger, p. 27).
The verb bregða covers a wide range of meanings in Old Norse, often linked to physical movement.13 ‘bregða’, ONP, https://onp.ku.dk/onp/onp.php?o10770 [accessed 15 August 2022]. When denoting transformation, it can be paired with a prepositional phrase in both active and middle voices, indicating transformations of others (bregða í -líki,14 ProlSnE(W), ch. 4 (ed. Finnur Jónsson, p. 5); Gylf., ch. 50 (p. 36); Skm., ch. G56 (p. 2). HjǪ., ch. 21 (p. 513); Hkr., ch. 5 (I, 15). bregða yfirlitum)15 Clem., ch. 5 (ed. Carron, p. 32). Clemens saga is preserved in several thirteenth-century manuscripts. or self-transformation (bregða sér í -líki;16 Ldn(H), ch. 191 (p. 75); Gylf., chs 49, 50 (pp. 45, 48). Hauksbók (which preserves the cited version of Landnámabók) dates to the early fourteenth century. bregða sik -líki;17 Vǫls., ch. 5 (p. 8). bregða á sík -líki;18 ProlSnE(W), ch. 4 (p. 5); Gylf., ch. 2 (p. 7); Bret., ch. 27 (ed. Eiríkur and Finnur Jónsson, p. 271); ÓT, ch. 197 (II, ed. Ólafur Halldórsson, 88); ÓTOdd., ch. 60 (ed. Finnur Jónsson, p. 177); Hem. (ed. Fellows-Jensen, p. 40); Mar., ch. 45 (ed. Unger, p. 135); Martin, ch. 22 (ed. Unger, p. 618); Nik., ch. 9 (ed. Unger, p. 30); Clem., ch. 5 (p. 16). Breta saga survives in two recensions, preserved in fourteenth-century manuscripts. Óláfs saga Tryggvasonar en mesta is preserved in late fourteenth-century manuscripts, while Oddr Snorrason’s Óláfs saga Tryggvasonar is preserved in thirteenth-century manuscripts. Hemings þáttr was likely composed in the thirteenth century, and is partially preserved in Hauksbók. Maríu saga, Nikolaus saga and Marteins saga are all preserved in manuscripts from the thirteenth century onwards. bregða á sik -ham;19 Vǫls., ch. 1 (p. 3); Merlínusspá II 44 (SkP VIII, 173). Merlínusspá is preserved in Hauksbók (in Breta saga). bregða á sik ásjónu;20 Rém., ch. 6 (ed. Broberg, p. 23). Rémundar saga was composed in the mid-fourteenth century. bregða sér at yfirlitum;21 SigÞǫgl., ch. 30 (ed. Loth), p. 191. Sigurðar saga þǫgla was composed in the fourteenth century. bregða á sik sýn;22 ÓTOdd., ch. 60 (p. 177). bregða á sik mynd;23 Ant., ch. 17 (ed. Unger, p. 67). Antóníuss saga dates to the thirteenth century, and is preserved in the fourteenth-century AM 234 fol. bregðask í -líki;24 ÞorstVík., ch. 3 (p. 390); Ketils, ch. 5 (ed. Rafn, p. 131); Heiðr., ch. 9 (ed. Tolkien, p. 44); Bær., ch. 31 (p. 119); Skm., chs G58, 40 (pp. 4, 46). Ketils saga hængs dates to the thirteenth century. bregðask í -ham).25 Skm., ch. G58 (p. 4). These verb phrases are versatile, capturing transformations into animals, humans and even objects. While líki often follows the phrase bregða(sk) í, other nouns such as hamr (shape/skin), ásjóna (outward appearance), sýn (outward appearance) and yfirlit (outward appearance) appear too, reflecting a spectrum of transformations, from the substantial to the superficial. For animal transformations, líki and hamr pair with bregða, while ásjóna, sýn and yfirlit are used for humanoid transformations (see further Figure 1).
This group of phrases (especially bregða(sk) í) are particularly common across the corpus, especially in fornaldarsögur, riddarasögur, konungasögur, Snorra Edda and religious literature. However, they appear less frequently in poetry and in Íslendingasögur, where their use is more stylised and confined to specific settings. For example, in Ǫlkofra saga, bregða(sk) í líki is used in a derogatory nið accusation: ‘varðstu þá svo hræddur að þú brást þér í merarlíki’ (‘you became so afraid then that you turned into the form of a mare’).26 Ch. 3 (ed. Jón Jóhannesson, p. 92). Broddi uses this statement to insult Eyjólfr, not to describe a literal transformation. The imputation is that Eyjólfr’s cowardice figuratively makes him a mare. Ǫlkofra saga was composed c. 1250. Likewise, verða is used in Gull-Þóris saga to denote a transformation speculated among an internal audience but not verified by the narrator: ‘þat hafva menn fyrir satt, at hann hafve at dreka orðit’ (‘people believe that he turned into a dragon’).27 Ch. 20 (ed. Kålund, p. 47). Gull-Þóris saga was composed in the early fourteenth century. As Lucie Korecká notes, the cautious depiction of transformations in Íslendingasögur may stem from the genre’s commitment to a realistic narrative mode, avoiding direct or overt depictions of shapeshifting to maintain the story’s credibility.28 Wizards and Words. The Old Norse Vocabulary of Magic in a Cultural Context (Munich, 2019), p. 139.
Finally, two notable outliers belong to this grouping: the reflexive verbs hamask (rarely used for explicit theriomorphic transformation)29 The only instance I have found within my time-frame is the prose interlude in Helgakviða Hjorvarðssonar (p. 260), where it is used with the prepositional phrase í -líki. The verb is more often associated in texts with dispositional/psychological changes and acts of violence than theriomorphism per se. and (um)snúask (lit. turn oneself around), which translates the Lat. mutantur in learned translations, such as Stjórn: ‘umsnuaz segir hann. ok at aullum likaminum snuaz þeir um ok uerda at dyrum’ (‘he says they mutate and they mutate their bodies entirely and they become animals’).30 Ch. 24 (p. 91). Cp. Isidore, Etymologiae XI.iv.2.
To Swap: Emphasis on Exchange31 Phrases discussed here are skipta/víxla litum/hǫmum/yfirlitum/ásjónum (exchange appearances/skins/outward bearings).
Transformations can also focus on exchange, where appearances or forms are traded, implying a degree of detachability of one’s ‘exterior’. The verb skipta (exchange) frequently appears with the noun litr, which refers to external appearance in shapeshifting-contexts, but can also denote complexion or skin.32 For example, the phrase bregða litum does not refer to metamorphosis, but rather changing colour/complexion. Unlike líki, which signifies a more substantial, material form, litr focuses on the surface, suggesting a more superficial transformation, and the phrase skipta litum often describes a reciprocal exchange between two humans. In Vǫlsunga saga, skipta litum and skipta hǫmum (to exchange skins) are used in tandem: when Signý asks the sorceress to swap appearances with her (‘at vit skiptum hǫmum’ – ‘the two of us should exchange skins’), the narrator reports that ‘gerir hon svá af sínum brǫgðum at þær skipta litum’ (‘she then made it happen that they exchanged appearances, using her craft’).33 Ch. 7 (p. 9). Here, hamr34 Hamr is semantically ambivalent: it denotes outward form/shape (e.g., Skm., ch. G58 (pp. 4–5)) and a material pelt/shell (as in the biblical translation Stjórn, where the skin shed by snakes is referred to as ellihamr (ch. 25 (p. 98): ‘old-age-skin’)). This term renders the Latin vetere tunica from Isidore’s Etymologiae XII.iv.46. The root ham- is also associated with mental states: see Novotná’s detailed overview in Between Body and Soul, pp. 55–131. and litr seem interchangeable, with hamr referring more to outward ‘skin’ than form or shape at large, at least in this context.
Grípisspá also uses these nouns interchangeably, to refer to the process by which Gunnarr and Sigurðr swap appearances (‘þvíat litum víxla,/ er á leið eruð’ – ‘you shall exchange appearances when you are on the road’)35 Grp. 37 (p. 292). and change themselves back again (‘þá hǫmum víxlið/ er it heim komið’ – ‘then you’ll exchange skins, when you come home’).36 Grp. 43 (p. 293). In both stanzas, the noun referring to appearance participates in alliteration, and therefore the lexical variation may be due to the poet’s need to fulfil metrical requirements. Nonetheless, the fact that the terms can be used interchangeably suggests a degree of semantic equivalence. Sigurðr further reflects on the transformation, asking:
‘Hví skulum skipta
litum ok látum’37 Grp. 38 (p. 292).
[‘Why should we exchange appearances and behaviour?’]
This exchange impacts outward demeanour but does not extend to cognitive attributes, since each man retains his own mind (‘hefir hvárr fyr því/ hyggju sína’);38 Grp. 43 (p. 293). in the narrative context of the Sigurðr-cycle, this is important, since it has bearing on how the audience views Sigurðr’s culpability in deceiving Brynhildr (see Chapter 4). The depiction of shapeshifting here may therefore be influenced by the poet’s decisions in character portrayal.
Skipta litum also appears in riddarasögur (alongside the less common skipta um mynd ok ásjónur);39 DínDr. (p. 21). as in legendary sagas, it typically refers to reciprocal exchanges of appearance between two humans.40 Sams., ch. 21 (ed. Wilson, p. 44), Vilm., ch. 5 (ed. Loth, p. 148). Samsons saga fagra dates to the late fourteenth or early fifteenth century, while Vilmundar saga dates to the fourteenth century. This ability to skipta litum is often depicted as an acquired skill, in Vǫlsunga saga41 Ch. 29 (p. 48): ‘skipta nú litum, sem Grímhildr kenndi þeim’ (‘they exchanged appearances, as Grímhildr taught them’). and in Sigrgarðs saga frœkna, where the transformation is contextualised through an extradiegetic aside about the historic ubiquity of shapeshifting abilities: ‘hier med skiptu þeir litum, þviat þat kunnu marger menn vel i þann tima’ (‘Sigrgarðr and Jónas exchange appearances, for there were many people who could do this at that time’).42 Ch. 7 (ed. Loth, p. 64). Sigrgarðs saga frœkna is a fifteenth-century riddarasaga. The ability to skipta litum is similarly cast as a craft in Ynglinga saga, where Óðinn
kunni þær íþróttir, at hann skipti litum ok líkjum á hverja lund, er hann vildi […] Óðinn skipti hǫmum, lá þá búkrinn sem sofinn eða dauðr, en hann var þá fugl eða dýr fiskr eða ormr, ok fór á einni svipstund á fjarlæg lǫnd at sinum erendum annarra manna.43 Chs 6–7 (I, 17–18).
[knew that craft, in which he changed appearances and form in whatever way he wanted […] Óðinn changed shapes, then his body lay as if sleeping or dead, but he was then a bird or a beast, a fish or a snake, and he journeyed in an instant to faraway lands, on his or other people’s errands.]
In this description, Óðinn not only changes ‘litum’ but ‘hǫmum’ (‘skin/shape’) and ‘líkjum’ (‘body/form’) at will, and when he does so, he ‘var’ (‘was’) an animal. This passage evinces a complex and distinctive combination of transformation terms (skipta, vera, hamr, litr, líki) that elsewhere suggest a variety of shapeshifting techniques and processes. Ynglinga saga frames all these facets of transformation as part of a learnt íþrótt (skill), encompassing both metamorphosis and metempsychosis, and evoking the conventional mythological use of transformation for travel. The use of skipta is especially interesting, since skipta litum/hǫmum usually describes reciprocal exchanges in appearance between two humans, not a shape-change or indeed ‘soul-projection’ into the form of an animal. Ynglinga saga’s synthesis of various types and terms of shapeshifting may serve a purpose unique to this text – perhaps, as Stephan Grundy suggests, ‘Snorri’s attribution of this skill to Odinn is understandable only in its context: that is, as a euhemeristic account of the god-as-sorcerer’.44 ‘Shapeshifting’, p. 108.
Indeed, the closest textual parallels to Ynglinga saga’s description of Óðinn’s shapeshifting are those of villainous magicians: Grímr ægir in Gǫngu-Hrólfs saga rapidly and voluntarily shapeshifts into all kinds of animals;45 Ch. 2 (p. 167): ‘Hann brást oft í ýmissa kvikenda líki ok skipti hömum svá skjótt’ (‘he changed into various animal forms and exchanged shapes so quickly’). while Simon Magus, the archetypal discredited sorcerer of the medieval world, ‘tok hann at skipta likium a ser oc asionum sinum, sva at hann syniz stundum ungr enn stundum gamall, oc hafði ymsa manna alit eða kyqvenda’ (‘began to change his form and his appearance, so that he seemed sometimes young and sometimes old, and he had various human or animal appearances’).46 Tveggja postula saga Pétrs ok Páls, ch. 24 (ed. Unger, p. 306). The saga is preserved in AM 656 I 4to (fourteenth century). The vocabulary is slightly different, with Simon changing both body (‘likium’) and outer appearance (‘asionum’), but the use of skipta to refer not to an exchange of appearances between two figures is consistent with the descriptions in Ynglinga saga and Gǫngu-Hrólfs saga. The focus on external appearances (ásjóna and álit) is conventional for shapeshifting in hagiography, where transformation is often presented as superficial and deceptive.47 E.g., in Clemens saga, the phrase skipta yfirlitum describes how Simon Magus changes his appearance to ‘seem’ (sýnask) any age he likes (ch. 5 (p. 16)). The phrasing skipta yfirlitum, denoting transformation, features occasionally in hagiographic sagas (e.g., Maríu saga) and riddarasögur (e.g., Alexanders saga).
This portrayal aligns with clerical views of shapeshifting as demonic illusion, with transformation dismissed as trickery, and it is possible that Simon Magus served as a prototype for later literary depictions of Óðinn, as Philip Roughton suggests.48 ‘Stylistics and Sources of the Postola Sögur in AM 645 4to and AM 652/630 4to’, Gripla 16 (2005), 7–50 (p. 12 n. 9). Although Ynglinga saga’s description of Óðinn’s shapeshifting has been interpreted as reflecting pre-Christian Norse religious traditions, shamanic rituals and séances modelled on Sámi practices,49 See E. Heide, ‘The Term Leizla in Old Norse Vision Literature – Contrasting Imported and Indigenous Genres?’, Scripta Islandica 67 (2016), 37–64 (pp. 45–6); C. Tolley, ‘Sources for Snorri’s Depiction of Óðinn in Ynglinga saga: Lappish Shamanism and the Historia Norvegiae’, Maal og Minne 1 (1996), 67–79. Christian discourse offers an alternative perspective. In Augustine’s De civitate Dei, humans do not actually transform into animals: rather, demons use complex illusions to create the appearance of transformation. Augustine describes how ‘phantasticus hominis’ (‘a man’s phantom’) may appear to our senses in the form of an animal, even while the man’s body lies nearby, in a state deeper than sleep.50 De civitate Dei, ed. E. M. Sanford and W. M. Green (London, 1965), XVIII.xviii, p. 424. This account bears a curious resemblance to Óðinn’s shapeshifting in Ynglinga saga. While it is possible that the account does draw on cultural memory of shamanic rituals, it may also reflect Christian theological interpretations of transformation: as Haley-Halinski observes, although De civitate Dei does not appear in extant medieval Icelandic booklists, several Augustinian works were known in Iceland, and quotations attributed to him in biblical translations show significant familiarity with his writings.51 ‘Birds and Humans’, p. 197.
To Seem: Emphasis on Sight and Visual Deception52 Phrases discussed here are sýnask (to seem/appear), sjá (to see), líta (to look), missýna (to confuse one’s vision), gera sjónhverfingar (to perform sight-deceptions) and vera horfinn (to disappear).
Transformations that focus on sight and visual deception frame changes in outward bearing as illusions, affecting the viewer’s perception without altering the actual body or identity of the transformed subject. These descriptions challenge the idea of true metamorphosis, instead comporting with the Augustinian view of transformations wrought by non-deific agencies. Transformations described through this lexis may therefore reflect efforts to conform to Christian perspectives, though they can also serve a generic preference for narrative realism, as in Íslendingasögur.
The verb sýnask appears in riddarasögur, fornaldarsögur, Íslendingasögur, konungasögur, hagiographic literature and Snorra Edda, referring to changes into the guise of humans, animals and objects. It often pairs with adjectives, conjunctions and nouns. For example, with an adjective, sýnask describes how someone appears to others – ‘syniz þu aullum monnum liotur og leidiligur’ (‘you will appear to all people ugly and hideous’).53 SigÞǫgl., ch. 21 (p. 158). Cp. EgÁsm., ch. 15 (p. 70). When paired with the conjunction sem (as, like) and a noun, it specifies the target form of a transformation – ‘synizt þu sem einn liotur suijna hirdir’ (‘you will appear like an ugly swine herd’).54 Ibid. Cp. HjǪ., ch. 22 (p. 516). Sýnask is also used without an accompanying conjunction, as in Eyrbyggja saga (‘Ok hefir þar verit Oddr, sonr hennar, er oss syndisk rokkrinn’ – ‘And that her son Oddr had been there, who appeared to us as a distaff’),55 Eb., ch. 20 (pp. 51–2). Cp. SigÞǫgl., ch. 21 (p. 158). and in the prepositional phrase sýnask í líki (‘appear in the form (of)’).56 E.g., Hem. (p. 40); Mar., ch. 132 (p. 879).
Sýnask frequently carries the implication of visual deception, where the form perceived by the viewer does not correspond to the subject’s true nature. In Mágus saga jarls, the change in appearance caused by an enchanted shield is described with the verb sýnask (‘huerr skylldi með hans asionu synaz sem skiolldinn bæri’ – ‘whoever carries the shield appears with Rǫgnvalldr’s appearance’),57 Mág. I, ch. 19 (ed. Cederschiöld, p. 38). while in the longer version of the saga the verb missýna (‘deceive one’s sight’)58 Mág. II, ch. 61 (p. 146). is used here, suggesting a semantic overlap between these terms in transformation contexts.
Even more suggestive is the frequent pairing of sýnask with sjónhverfing (sight-deception), in works ranging from the mythographic Gylfaginning59 Gylf., ch. 47 (pp. 42–3): ‘En sjónhverfingar hefi ek gert þér […] En sá kǫttr var eigi sem þér sýndisk’ (‘I have performed many sight-deceptions for you […] But that cat was not as it seemed to you’). to the hagiographic Maríu saga.60 Mar., ch. 132 (p. 879): ‘wakanda margar sionhuerfingar. Synduzt þeir honum stundvm i liki hunda, warga eda annarra grimmuztu dyra’ (‘waking to many sight-deceptions. They appeared to him for a while in the form of dogs, wolves and other fiercest creatures’). See also Eb., ch. 20 (p. 53). The term sjónhverfing renders Latin phantasiam61 Ant., ch. 10 (p. 59). and visiones phantasticas62 Stjórn, ch. 44 (p. 159). in religious translations, and is associated with the devil in konungasögur and riddarasögur.63 E.g., ÓT., ch. 187 (II, 140–1); Mírmanns saga, ch. 9 (ed. Slay p. 23). Mírmanns saga was likely composed in the fourteenth century. On the association between sjónhverfing and pagan magic, see S. Grønlie, ‘“Reading and Understanding”: The Miracles in Þorvalds þáttr ens víðfǫrla’, JEGP 112.4 (2013), 475–94 (p. 492). It refers to optical illusions, not physical changes. For instance, in Sigurðar saga turnara, a princess initially suspects her attacker to be a sjónhverfing:
huxar hun þetta allt saman muune vera sionhuerfignar og sem hun þeinker j sinn huersu at er ætlar hun vpp at standa enn þess er eingin kostur þvi at Asmundr spener hana so fast <ad> sier64 Ch. 8 (ed. Loth, p. 212). Sigurðar saga turnara was composed in the fourteenth century.
[she thinks that everything must be a sight-deception and because she thinks this she tries to stand up but is not able to because Ásmundr clasps her so firmly towards him]
Her realisation that the assault is real demonstrates that sjónhverfingar act solely on sight, leaving the physical world unchanged. This impression is corroborated by Harðar saga, where the protagonist is immune to such illusions (‘honum mátti öngvar sjónhverfingar gera í augum, því at hann sá allt eptir því sem var’ – ‘sight-deceptions could never act on his eyes, since he saw everything as it was’).65 Harð., ch. 11 (ed. Hast, p. 32). Harðar saga was composed in the fourteenth century. Similarly, in Antóníuss saga, devils’ transformations into the appearances of animals and humans are portrayed as sjónhverfingar that can be readily dispelled by the sign of the holy cross.66 Ant., ch. 17 (p. 67).
Unsurprisingly, narratives which describe transformations using the terms sýnask and sjónhverfing often also deploy verbs of sight (sjá, líta), emphasising how appearances are perceived by others. In Harðar saga, Skroppa’s illusions prompt Hǫrðr to warn his men that ‘eigi er hér allt sem sýnist’ (‘everything is not as it seems’).67 Harð., ch. 26 (p. 67). The narrator confirms that Skroppa ‘gerði sjónhverfingar’ (‘performed sight-deceptions’),68 Ibid. distorting the men’s perception:
þeir, hvar gyltr ein rann með tveimr grísum norðr ór garði […] þá þóttust þeir sjá mannfjölda mikinn fara á móti sér með spjótum ok alvæpni.69 Ibid. (pp. 67–8, my emphases). The sýnask-sjónhverfing-sjá cluster also occurs in Eyrbyggja saga, in the context of Katla’s deceptions.
[Now they saw a sow running with two piglets north out of the yard […] they thought they saw many men coming towards them with spears and weapons.]
Reality is restored only when Hǫrðr kills the sow:
er þeir kómu at, þeir, at þar lá Skroppa dauð, en dætr bónda stóðu uppi yfir henni, þar at grísirnir höfðu sýnzt.70 Harð., ch. 26 (p. 68, my emphases).
[when they came, they saw that Skroppa lay there dead, but the daughters of the farmer stood over her, who had appeared [to be] piglets.]
Similar scenes appear in other Íslendingasögur (Gull-Þóris saga),71 Ch. 10 (pp. 23–4). fornaldarsögur (Þorsteins saga Víkingssonar,72 Ch. 8 (p. 403). Sturlaugs saga starfsama)73 Ch. 12 (ed. Zitzelsberger, p. 16). Sturlaugs saga was composed c. 1300. and riddarasögur (Mágus saga jarls II).74 Ch. 61 (p. 146). In these cases, transformations are described with the verbs sjá and/or líta but do not use the term sjónhverfing. Nonetheless, some of these accounts share motifs associated with sjónhverfingar, such as vanishing (vera horfinn) and loud noises (heyra gný/dyn mikinn).75 These motifs are linked in the Útgarða-Loki narrative in Gylfaginning; Gylf., ch. 54 (p. 57). In Þorsteins saga Víkingssonar,
þá heyrðu þeir gný mikinn, litu þeir þángat, sem þeim heyrðist gnýrinn, en er þeir litu aptr var Ingjáldr horfinn, en í staðinn (kominn) grimmligr göltr.76 Ch. 8 (p. 403).
[they heard a great noise, they looked over there, where they heard the din, but when they looked back Ingjáldr had disappeared, and in his place there was a fierce-looking boar.]
Similarly, in Sturlaugs saga starfsama,
er [m]inz uardi uoru hundarnir horfnir en menn heyrdu j loptid upp læti nockur ok litu menn til ok sa at ernir .ij. fluguz a loptinu.77 Ch. 12 (p. 16).
[when everyone least expected it, the hounds vanished, but then they heard some commotion above and they looked up and saw that two eagles were flying at each other in the air.]
While sýnask, sjá and líta appear in a range of genres, they are especially prevalent in Íslendingasögur (which do not employ verbs that emphasise transformation as a processual act, like bregða(sk) í -líki). By contrast, these verbs are absent in the shapeshifting-episodes found in eddic poetry.
To Do: Emphasis on Action in Altered Form78 Phrases discussed here are hljópa/felask/standa/fljúga/sitja/fara/koma í -líki/-ham (to leap/hide oneself/stand/fly/sit/go/arrive in the form/shape (of)).
Transformations are also expressed through phrases that denote actions performed in altered form. The action verbs vary depending on the narrative context, but they commonly involve movement (hljópa,79 Bev., ch. 35 (ed. Sanders, p. 347). Bevers saga is a thirteenth-century riddarasaga translated from a version of Boeve de Haumtone. fara,80 Vǫls., ch. 8 (pp. 11–12, 13); GHr., ch. 16 (p. 280); Rm. (p. 298); Ls. 24 (p. 413); Hkr., ch. 33 (I, ed. Bjarni Aðalbjarnarson, p. 271). koma,81 Martin, ch. 4 (p. 556); anon., Heilagra meyja drápa 35, SkP VII, 913; Skm., ch. G56 (p. 2). fljúga)82 Þjóðólfr ór Hvini, Haustlǫng 2, SkP III, 434; Gibb., ch. 15 (ed. Page, p. 83). Gibbons saga was composed in the fourteenth century. or stasis (standa,83 HHv. 31 (p. 265). sitja).84 Vm. 37 (p. 362). These verbs are paired with prepositional phrases, such as í -líki/-ham, indicating the specific form in which the action takes place. While less common than some of the other terms discussed, these phrases appear across various saga genres (riddarasögur, fornaldarsögur and hagiographic sagas) and are prevalent in mythological contexts (Snorra Edda, eddic verse, skaldic verse). They frequently depict zoomorphic transformations, with líki being the most commonly used noun, though hamr also appears, particularly in mythological settings. Unlike verbs emphasising the process or perception of transformation, these phrases treat shapeshifting as an assumed and undisputed aspect of the narrative. They frequently depict transformations serving practical functions, such as concealment ( ‘falsk Loki í Fránangrsforsi í lax líki’ –‘Loki hid himself in salmon-form in Fránangrsfors’)85 Ls. (p. 412). or travel (‘Ek fór í svölulíki’ – ‘I journeyed in swallow-form’).86 GHr., ch. 16 (p. 280). Notably, transformations for travel are not limited to animal forms but also include shifts into magically skilled humans; see Ls. 24 (p. 413).
The phrase fara í líki is versatile. It can refer to travelling across distances in animal form87 Hkr., ch. 33 (I, 271). or physically putting on or entering the form of an animal, semantically paralleling the phrase fara í klæði (put on clothing). However, this secondary meaning is more explicit when fara is used with hamr rather than líki. For example, in Vǫlsunga saga, Sigmundr and Sinfjǫtli ‘fóru í hamina ok máttu eigi ór komask’ (‘put on the skins and could not take them off’).88 Vǫls., ch. 8 (p. 11). Here, the hamir are described as physical pelts that exist in the material world (they ‘hengu í husinu’ – ‘hung in the house’),89 Ibid. rather than simply as assumed forms.
To Have: Emphasis on Ownership of Form90 Phrases discussed here are hafa -líki/-lit/-ham (to have the form/appearance/shape (of)), taka við yfirlitum (to take the outward appearance (of)), taka á sik ásjónu/mynd (to take on the outward appearance/image (of)) and taka/ljá/fá -ham (to take/lend/obtain the shape (of)).
Verbs of ownership, acquisition and lending (hafa, taka, ljá and ) are frequently paired with the nouns líki, litr and hamr (particularly in Snorra Edda and in fornaldarsögur) as well as ásjóna and mynd (more common in religious literature and konungasögur) to describe transformations. When hafa is used with líki or hamr, it often conveys a sense of permanence. For example, in Gylfaginning, the dwarves ‘urðu þeir vitandi mannvits ok hǫfðu manns líki’ (‘became conscious with intelligence and had the shape of men’).91 Gylf., ch. 14 (p. 15). As this phrase appears in the context of their creation, it implies that the dwarves possess this líki indefinitely. Similarly, in Vǫlsunga saga, Otr is portrayed not as a man who occasionally takes the form of an otter but as a hybrid being: he ‘hefir […] otrs líki á sér’ (‘has the form of an otter in him’).92 Vǫls., ch. 14 (p. 25). His fishing, enabled by his otter-form, is described as both an occupation and as an intrinsic part of his nature (‘hafði aðra iðn ok náttúru’).93 Ibid. When Otr is killed in otter-form, he does not revert to human appearance, emphasising the material reality of his transformation. This contrasts with the illusory transformations in Íslendingasögur, where, at the point of death, the transformed individual is revealed in human form.
The concept of owning form or appearance also recurs in the phrases ljá -ham and fá -ham. These expressions treat hamr as a detachable property or physical object that can be lent or obtained at will, often appearing in mythological contexts involving eagle- or falcon-skins used for flight.94 Skm., ch. G56 (p. 2); Þrk. 3 (p. 422). Taka -ham also appears in mythic narrative and riddarasögur, and articulates transformation as physically grasping an object (‘tók hann sér arnarham ok flaug’ – ‘he took his eagle-skin and flew’),95 Skm., ch. G58 (p. 4–5). though such phrasing could also imply the figurative act of adopting an animal form more generally (i.e., ‘he took on eagle-skin’). The object-like nature of hamr is most pronounced in Alexanders saga: ‘[Sompnus] tekr nú fjaðrham er hann átti ok bindr á sik, flýgr siðan leiðar sinnar’ (‘Sompnus now takes the feather-skin which he owned and binds it on himself, then he flies away’).96 Alex., ch. 10 (ed. Finnur Jónsson, p. 70; see also p. 148). Alexanders saga is a prose translation of a Latin epic; it survives in manuscripts from the thirteenth century onwards. Here, the fjaðrhamr functions as a tool for flight without the need for actual transformation into bird form, unlike in Snorra Edda.97 See further M. E. Ruggerini, ‘Tales of Flight in Old Norse and Medieval English Texts’, VMS 2 (2006), 201–38.
The phrase taka -ham is primarily associated with transformations that enable flight, while the phrases taka við yfirlitum and taka á mik ásjónu/mynd describe transformations into the appearance of another human, often in contexts of disguise.98 ÞorstVík. 17 (p. 432); ÓTOdd., ch. 60 (p. 177); Mar., ch. 4 (p. 448). These verbs which emphasise ownership of form highlight transformation as material and authentic,99 Except when fjaðrhamr refers to an external device rather than a literal bird form. with the extent of the change varying according to the noun used alongside the verb.
To Put On: Emphasis on Adding or Removing a Layer100 Phrases discussed here are fara í -ham (to put on/go into skin), fara ór -hami (to take off/go out of skin), komask ór hami (to get oneself out of skin), hamr steypask yfir (skin was cast over [him/her]) and draga (af) -ham/-fjaðrar (to wear/remove skin/feathers).
In a limited number of narratives, transformation is described as the physical act of donning or removing a layer, with several of the relevant verbs (fara í, steypa, draga) used elsewhere to describe putting on clothing.101 ‘fara’, ONP, https://onp.ku.dk/onp/onp.php?o19373; ‘steypa’, ONP, https://onp.ku.dk/onp/onp.php?o75461; ‘draga’, ONP, https://onp.ku.dk/onp/onp.php?o14974 [accessed 10 September 2022]. These descriptions often feature the nouns hamr and belgr, which share the meaning ‘skin/pelt’, and depict transformation more as hybridisation than full metamorphosis: a nonhuman layer envelopes the wearer, while the human simultaneously persists beneath. Phrases that depict transformation as the donning or removal of a garment/skin feature particularly in fornaldarsögur, occasionally appearing also in eddic verse, konungasögur and riddarasögur.
The phrase draga fjaðrar (to wear feathers) occurs in Vǫlundarkviða, where strange women ‘flugu sunnan’ (‘flew south’),102 Vkv. 1 (p. 428). one of whom ‘svanfjaðrar dró’ (‘wore swan-feathers’).103 Vkv. 2 (p. 429). The prose introduction specifies that these women have ‘álptarhamir’ (‘swan-skins’), treated as tangible objects (‘þar váru hjá þeim álptarhamir þeira’ – ‘their swan-skins were next to them’).104 Vkv. (p. 428). While the implication is that the swan-skins enable flight, the text does not clarify whether they materially transform the women. By contrast, in Sǫrla þáttr, the phrase draga af -ham explicitly describes animal transformation. Loki, after turning into a flea to bite Freyja (‘verdr þa at einni fló’ – ‘becomes a flea’) reverts to his original form by shedding the flea-skin (‘þa dregr Loki af ser floar haminn’ – ‘he takes off the skin of the flea’).105 Ch. 2 (p. 276). Here, adopting a hamr is depicted as a mechanism for physical transformation.
The phrases fara í ham,106 The similar phrase fara í belg appears in the context of a transformation in Þiðreks saga af Bern, where Isungr dons a bear-skin and sews himself inside it. Þiðreks saga survives in a late thirteenth-century Norwegian manuscript (which is not discussed further here, since my focus is on Icelandic texts). fara ór hami and koma(sk) ór hami are central to the Vǫlsunga saga episode in which Sigmundr and Sinfjǫtli become wolves (discussed in detail in the previous chapter).107 Fara í ham and koma í ham are also employed in the fifteenth/sixteenth-century Tíodéls saga (based on Bisclaretz ljóð), in which Tíodél removes his clothes and puts on a bear-hamr. This episode is unusual in that, while prompted by the adoption of an external layer, the transformation nonetheless explicitly impacts the subjects’ cognitive abilities and behaviours: the two men now communicate with ‘vargsroddu’ (‘wolf-voices’), comprehending nonhuman language (‘Þeir skilðu báðir rǫddina’),108 Vǫls., ch. 8 (p. 11). while their behaviour reflects a mix of human and animal traits: with wolf-like aggression, Sigmundr bites Sinfjǫtli’s throat in anger, yet he later shows human remorse, tending to Sinfjǫtli’s injuries.109 Ibid. (p. 16).
The episode also foregrounds the loss of human agency, with the men trapped in wolf-form for ten days before they can remove the skins. Unlike voluntary transformations involving mythological hamir (such as feather/bird-skins enabling flight), this narrative underscores the dangers of unwieldy objects. Upon shedding their hamir, Sigmundr and Sinfjǫtli burn them to prevent further harm, a motif echoed in Gríms saga loðinkinna. After Lopthœna’s curse is lifted and she removes her trǫllkonuhamr (troll-woman-skin), Grímr burns it immediately: ‘dró haminn fram í eldinn, ok brenndi upp at kolum’ (‘he dragged the skin over into the fire, and it burnt to ashes’).110 GrL., ch. 2 (p. 151). A similar episode appears in the fifteenth-century Ála flekks saga.
A similar blend of object agency and involuntary transformation appears in Hrólfs saga kraka, where Bjǫrn is cursed to be a bear by day and human by night. His transformation is described in terms of the donning of a hamr, ‘steypist sijdann biarnar hamurinn yfer hann’ (‘then the bear-skin was cast over him’),111 Hrólf., ch. 20 (p. 58). with the passive voice (steypask) underscoring Bjǫrn’s helplessness. The bear-skin is an agent of change that Bjǫrn himself cannot control.
Texts employing this lexis often portray the transformative outer layer as concealing underlying nobility, with shapeshifting used to explore facets of social status as well as ontological boundaries. In Vǫlsunga saga, Sigmundr and Sinfjǫtli find the ulfahamir hanging above their previous owners, princes marked by the ‘digrum gullhringum’ (‘thick gold rings’) on their arms.112 Vǫls., ch. 8 (p. 11) In Hrólfs saga kraka, Bjǫrn’s bear-form is flayed by the kings’ men, and Bera retrieves a gold ring from beneath the bear-skin.113 Hrólf., ch. 20 (p. 59). In the M-version of Ǫrvar-Odds saga,114 Ǫrvar-Odds saga survives in three redactions: one from the early fourteenth century (preserved in SKB7 4to, known as S), one from the later fourteenth century (preserved in AM 344a 4to, known as M), and one from the fifteenth century. Oddr ‘næfrum spennir hann sik uppi ok niðri’ (‘wraps himself entirely in bark’),115 ǪrvM, ch. 38 (ed. Boer, pp. 118–20). Birch bark is used as a wrapping in early Scandinavian Christian graves, either covering the body or the coffin – a practice that Julie Lund interprets as providing an extra ‘skin’ in death (‘Fragments of a Conversion: Handling Bodies and Objects in Pagan and Christian Scandinavia, AD 800–1000’, World Archaeology 45.1 (2013), 46–63, p. 54). Perhaps Oddr’s transformation into the Næframaðr is connected with his unusually long lifespan, restoring his youth? becoming the ‘Næframaðr’ (‘Barkman’). He arrives at a king’s court, where he is offered (and refuses) fine clothing. While washing in the lake there, the king’s retainers notice a rip in Oddr’s bark cuff, revealing fine garments and an arm-ring beneath, marking his true identity:
Síðan þrífa þeir til hans ok rífa af honum næfrarnar, hann brýz nú ok ekki við því. En hann er svá búinn undir, at hann er í skarlazkyrtli rauðum hlaðbúnum.116 ǪrvM, ch. 40 (p. 168). Cp. also SigÞǫgl., ch. 36 (p. 209) in which Sigurðr visits Sedentia in the form of a giant and puts her inside his coat, whereupon Sedentia finds that ‘nu eigi stærre enn menzkr madur og war hann j silkeskyrtu’ (‘now he is no bigger than a human man and he was wearing a silk shirt’).
[They then grab at him and tear from him the bark, and he does not try to stop them. And he is clad in such a way underneath that he is in an expensive lace-trimmed red tunic.]
While the skins donned and removed in these texts are usually nonhuman – animal or arboreal – the corpus is not without examples of human skin being used as an overlayer. In Bósa saga, Bósi and Smíðr flay their victims (‘fló Bósi belg af þeim báðum’ – ‘Bósi flayed the skin from them both’)117 Bós., ch. 12 (p. 55). to disguise themselves as the deceased, wearing their skins as nágrímur (corpse-masks). The verbs fœra í and fara í, commonly used elsewhere for donning clothing, describe the process:118 ‘fœra’, ONP, https://onp.ku.dk/onp/onp.php?o25350 [accessed 28 July 2022]. ‘Smiðr færði Bósa í aðra nágrímuna, en fór sjálfr í aðra’ (‘Smíðr put the mask from Sigurðr’s face onto Bósi and put the other on himself’).119 Bós., ch. 12 (p. 55). They also don the dead men’s garments as part of their transformation (as well as adopting their names): both fabric and flesh are manipulated to enable the disguise.
These lexical items are less consistently attested than the other phrases of transformation discussed, suggesting that their usage may be a conscious thematic or narratorial choice. They often entail a conception of transformation as hybridisation, where a second skin is laid over the body like clothing, such that two identities exist at once: in some cases, the layering impacts form and behaviour, resulting in a blend of these identities (as in Vǫlsunga saga), while in others, it functions more as superficial disguise (as in Bósa saga).
Nouns in Focus
The nouns used in transformation descriptions subtly shift the narrative focus, emphasising different aspects of the process, from the visual to the physical. In turn, their usage strikingly aligns with specific types of transformation, as depicted in Figure 1: líki and hamr are used primarily for zoomorphic transformations (human-to-animal). Anthropomorphic transformations (human-to-human) employ these terms too, along with yfirlit, asjóna, litr and mynd.120 NB: mynd is occasionally used to refer to animal appearances adopted during transformations in hagiographic literature, chiefly in contexts in which devils rapidly change appearances in an illusory manner (e.g., Ant., ch. 17 (p. 67)). The rare instances of human-to-object transformation only use the noun líki.
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Description: Semantic field diagram showing one large circle containing three overlapping circles...
Figure 1. Semantic field diagram of nouns often used in phrases denoting transformation.
Líki, meaning form or body,121 It is derived from lík (body) not glíkr (like, resembling); R. Cleasby and Guðbrandur Vigfússon, An Icelandic-English Dictionary (Oxford, 1989), p. 392. However, the weak masculine noun glíki (equal, equivalent) is also widely spelled líki, and when used in the nominative singular form, is indistinguishable from the strong neuter noun líki (form, body). is the most adaptable noun, appearing widely in contexts of transformation across fornaldarsögur, riddarasögur, konungasögur, Snorra Edda, the Poetic Edda, religious texts and skaldic verse. However, it is rare in Íslendingasögur, where transformations are often portrayed as illusions. While líki is common in the Poetic Edda, five out of its seven attestations are in prose framings or interludes.122 Rm. (pp. 298, 300), Ls. (p. 421), HHv. (p. 260). The term appears only twice in the verses themselves,123 Ls. 24; HHv. 31. which otherwise prefer hamr (for transformations into animals and transformations that enable flight) and litr (for transformations into humans). Hamr and litr usually participate in alliteration in the verses, suggesting that their selection may have been influenced by metrical demands. The use of líki in prose contexts is interesting precisely because alliteration was not a factor shaping word choice; in turn, it aligns with the general preference for líki in Snorra Edda, where hamr is used only for bird-transformations, and litr only once (for Sigurðr and Gunnarr’s appearance-exchange).
Líki spans diverse transformations, including those into animals, humans and objects. Common animal forms it describes include birds – valslíki (falcon-form),124 Heiðreks, ch. 9 (p. 44). hanalíki (hen-form),125 HjǪ., ch. 9 (p. 472). arnarlíki (eagle-form),126 HHv., p. 260. svölulíki (swallow-form)127 GHr., ch. 16 (p. 280). – and dragons/snakes: drekalíki,128 Bær., ch. 31 (p. 118). drákonslíki (dragon-form),129 Anon., Heilagra meyja drápa 35, SkP VII, 913. ormslíki (snake-form).130 Skm., chs G58, 40 (pp. 4, 46). Human forms described by líki are less varied, often limited to mannslíki (man-form)131 GHr., ch. 14 (p. 59); Bær., ch. 31 (p. 119); Bret., ch. 271 (ch. 27). and konulíki (woman-form)132 Gylf., ch. 49 (p. 45); ÓTOdd., ch. 60 (p. 177), Mar., ch. 45 (p. 135). or forms associated with magic, such as vǫlvulíki (sorceress-form)133 Vǫls., ch. 8 (p. 13). and vitka líki (wizard-form).134 Ls. 24 (p. 413). Transformations into objects are extremely rare, but when they do occur, the term líki is used: hnotarlíki (nut-form),135 Skm., ch. G56 (p.2). steinslíki (stone-form),136 HHv. 31 (p. 265). nautsbelgs líki (cattle-skin-form).137 Ldn(H), ch. 191 (p. 75).
Hamr, meaning skin, pelt or shape, is commonly used to denote transformation in fornaldarsögur, riddarasögur, Snorra Edda, Poetic Edda, skaldic verse and kings’ sagas,138 In riddarasögur, animal-hamir are used as a mechanism for physical transformation (see, e.g., Gibbons saga, chs 15, 17), while fjaðrhamir are presented as appurtenances enabling flight rather than prompting transformation (Bret., ch. 12 (p. 248); Alex., ch. 10 (p. 148)). In konungasögur, hamr appears in descriptions of transformation in euhemerised mythological contexts (Hkr., ch. 7 (I, 18); Sǫrla, ch. 2 (p. 276)). In skaldic verse, it denotes transformation in mythological contexts (e.g., Þjóðólfr ór Hvini, Haustlǫng 2, SkP III, 434) and in níð accusations (Anon., Lausavísa from Óláfs saga Tryggvasonar 1, SkP I, 1073). but is absent from Íslendingasögur (where verbs of perception dominate)139 On the verb hamask and related hamr-compounds in Íslendingasögur, see below. and rare in religious texts (which prefer the nouns líki, mynd, yfirlit and ásjóna). When compared with líki, there is less variation in the transformation-outcomes that hamr describes: most often the hamr refers to bird-skin/shape that enables flight; less commonly, hamr refers to wolf-skin/shape, bear-skin/shape, troll-skin/shape and human- skin/shape.
Hamr is the noun of choice for mythological shapeshifting. In Snorra Edda, it is used exclusively for bird-transformations enabling flight (when a transformation into another animal or human is described, líki or litr is used instead).140 This pattern is maintained across the different manuscript witnesses of Snorra Edda. Although it is not always explicitly stated whether the bird-hamr is an external apparatus that enables flight, or an object causing physical transformation into a bird, several narrative examples imply the latter (as when Loki flies to Geirrøðr’s court, or when Óðinn changes í arnarham and Suttungr sees ‘flug arnarins’).141 Skm., ch. G58 (pp. 4–5). Unlike Snorra Edda, the eddic poems that involve bird/feather-hamir allow for these two simultaneous interpretations of hamir. In turn, the Poetic Edda employs hamr with more flexibility than Snorra Edda, using it to describe transformations into humans,142 Grp. 43. trolls143 Vsp. 39. and animals. In accordance with Snorra Edda, however, when hamr refers to an animal skin, the animal is always a bird; in such contexts, the association is implicitly144 Vkv. (p. 429). or explicitly with flight.145 Vm. 37, Þrk. 5. Certain gender distinctions are also notable: eagle-skins are used by male figures, while swan-, crow- and falcon-skins are associated with female figures (and Loki, whose gender is markedly fluid).
In fornaldarsögur, hamr is often presented as a detachable outer layer that enables transformation; narratologically, it is frequently tied to a loss of autonomy, with the wearer unable to remove it freely.146 E.g., in GrL., Vǫls. and Hrólf. Generally, the hamr impacts a subject’s exterior alone, leaving their underlying cognition and identity intact; this understanding of hamr is also emphasised in narratives where identity is recognised despite outward transformation: in Skáldskaparmál, Geirrøðr spots Loki in the valshamr, and ‘er hann sá augu hans þá grunaði hann at maðr mundi vera’ (‘when he saw his eyes he suspected him to be a man’).147 Ch. 18 (p. 24). Similarly, in Hrólfs saga kraka, when Bera sees Bjǫrn in the bjarnarhamr, ‘J þessum birne þikist hun kienna augu Biarnar k(ongz) s(onar)’ (‘in the bear she thought she recognised the eyes of Bjǫrn the king’s son’).148 Ch. 20 (p. 56). In turn, though Bjǫrn is cursed to become a bear in physical form and behave as an animal, ‘ölmum og grimmum’ (‘savage and grim’), with an excessive appetite that damages his own father’s property (‘og nitja þier þö ǫngua fædslu vtann fie fǫdur þijnz’ – ‘you will consume only your father’s livestock’), he is nonetheless cognizant of his situation (‘og skal þier þesse minning verre enn einginn’ – ‘and the memory shall be the worse for you than having none at all’).149 Ch. 19 (p. 55). This minning results in psychological continuity, and suggests that Bjǫrn is still Bjǫrn, despite changing into animal form.
Litr, meaning colour or complexion, denotes outward appearance in transformation contexts, often signalling superficial guise rather than material change: in Vǫlsunga saga, when Signý and the sorceress exchange litum and Signý sleeps with Sigmundr as the sorceress, it is Signý’s body that is impregnated, not the sorceress’s, and Signý makes clear that the child’s disposition is inherited from both Sigmundr as father and Signý as mother (see Chapter 4). Litr is not particularly common across genres: where it appears in fornaldarsögur, eddic verse and Snorra Edda, it refers to the appearance-exchanges that occur in the Sigurðr-cycle; it is, however, used more frequently in riddarasögur.150 E.g., Sams., ch. 21; Vilm., ch. 5. The nouns yfirlit, ásjóna and mynd likewise emphasise perceived form rather than material essence. These are prominent in religious texts, riddarasögur and konungasögur, where transformations are often illusory. Elsewhere, the term yfirlit is juxtaposed with skap (nature, temperament), suggesting a distinction between outward appearance and inner character.151 Fbr., ch. 12 (ed. Björn K. Þórólfsson, p. 84), AM 566 b 4to-version: ‘Var hann olikr feðr sinum ok sva frændum, bæði yferlitz ok sva i skapi’ (‘he was unlike his father and also his relatives, both in outward appearance and also in disposition’).
 
1      The phrases discussed here are vera (to be), vera (því)líkr (to be (just) like), vera í -líki (to be in the form (of)). »
2      Skm, ch. 38 (p. 45). »
3      Cp. GHr., ch. 33 (p. 342); Hrólf., ch. 20 (p. 57). »
4      Ch. 15 (pp. 356–7). »
5      Skm., ch. 8 (p. 19). »
6      E.g., Vǫls., ch. 14 (p. 25); Rm. (pp. 298, 300). »
7      E.g., Bós., ch. 14 (ed. Jiriczek, pp. 58–9); Bær., ch. 31 (ed. Cederschiöld, p. 119). Bósa saga was composed before 1350. Bærings saga was composed at the beginning of the fourteenth century. »
8      It is, however, used in Eyrbyggja saga (ch. 20), when Katla disguises her son Oddi from Arnkell: after seeing Katla grooming a goat, Arnkell wonders, ‘ætli þér eigi, at Oddr hafi verit í hafrslíkinu?’ (ed. Einar Ól. Sveinsson, pp. 51–2): ‘Do you not think, that it was Oddr in the form of a goat?’. Note that it is Arnkell who uses the phrase vera í -líki, rather than the narrator (who uses a different lexis to describe the changes depicted, discussed below), suggesting that it is perhaps only acceptable for a character (and not the saga-narrator) to believe in the authenticity of this transformation. Eyrbyggja saga was likely composed mid-thirteenth century. »
9      The phrases discussed here are verða (at) (to become), bregða(sk) í -líki/-ham (to change (oneself) into the form/shape (of)), and bregða á sik -líki/-ham/ásjónu/yfirlitum/sýn/mynd (to change oneself into the form/shape/outer appearance (of)). »
10      GrL., ch. 2 (ed. Rafn, pp. 140–2); Hrólf., ch. 19 (p. 55). Gríms saga loðinkinna was composed in the early fourteenth century. »
11      E.g., HjǪ., ch. 22 (p. 516). Hjálmþérs saga ok Ǫlvis dates from the fifteenth century, though comparisons with the late fourteenth-century Hjálmþérs rímur suggest an earlier version of the story was composed c. 1300. »
12      Sǫrla þáttr is preserved in Óláfs saga Tryggvasonar in the fourteenth-century Flateyjarbók. See ch. 2 (ed. Guðbrandur Vigfússon and Unger, p. 27). »
13      ‘bregða’, ONP, https://onp.ku.dk/onp/onp.php?o10770 [accessed 15 August 2022]. »
14      ProlSnE(W), ch. 4 (ed. Finnur Jónsson, p. 5); Gylf., ch. 50 (p. 36); Skm., ch. G56 (p. 2). HjǪ., ch. 21 (p. 513); Hkr., ch. 5 (I, 15). »
15      Clem., ch. 5 (ed. Carron, p. 32). Clemens saga is preserved in several thirteenth-century manuscripts. »
16      Ldn(H), ch. 191 (p. 75); Gylf., chs 49, 50 (pp. 45, 48). Hauksbók (which preserves the cited version of Landnámabók) dates to the early fourteenth century. »
17      Vǫls., ch. 5 (p. 8). »
18      ProlSnE(W), ch. 4 (p. 5); Gylf., ch. 2 (p. 7); Bret., ch. 27 (ed. Eiríkur and Finnur Jónsson, p. 271); ÓT, ch. 197 (II, ed. Ólafur Halldórsson, 88); ÓTOdd., ch. 60 (ed. Finnur Jónsson, p. 177); Hem. (ed. Fellows-Jensen, p. 40); Mar., ch. 45 (ed. Unger, p. 135); Martin, ch. 22 (ed. Unger, p. 618); Nik., ch. 9 (ed. Unger, p. 30); Clem., ch. 5 (p. 16). Breta saga survives in two recensions, preserved in fourteenth-century manuscripts. Óláfs saga Tryggvasonar en mesta is preserved in late fourteenth-century manuscripts, while Oddr Snorrason’s Óláfs saga Tryggvasonar is preserved in thirteenth-century manuscripts. Hemings þáttr was likely composed in the thirteenth century, and is partially preserved in Hauksbók. Maríu saga, Nikolaus saga and Marteins saga are all preserved in manuscripts from the thirteenth century onwards. »
19      Vǫls., ch. 1 (p. 3); Merlínusspá II 44 (SkP VIII, 173). Merlínusspá is preserved in Hauksbók (in Breta saga). »
20      Rém., ch. 6 (ed. Broberg, p. 23). Rémundar saga was composed in the mid-fourteenth century. »
21      SigÞǫgl., ch. 30 (ed. Loth), p. 191. Sigurðar saga þǫgla was composed in the fourteenth century. »
22      ÓTOdd., ch. 60 (p. 177). »
23      Ant., ch. 17 (ed. Unger, p. 67). Antóníuss saga dates to the thirteenth century, and is preserved in the fourteenth-century AM 234 fol. »
24      ÞorstVík., ch. 3 (p. 390); Ketils, ch. 5 (ed. Rafn, p. 131); Heiðr., ch. 9 (ed. Tolkien, p. 44); Bær., ch. 31 (p. 119); Skm., chs G58, 40 (pp. 4, 46). Ketils saga hængs dates to the thirteenth century. »
25      Skm., ch. G58 (p. 4). »
26      Ch. 3 (ed. Jón Jóhannesson, p. 92). Broddi uses this statement to insult Eyjólfr, not to describe a literal transformation. The imputation is that Eyjólfr’s cowardice figuratively makes him a mare. Ǫlkofra saga was composed c. 1250. »
27      Ch. 20 (ed. Kålund, p. 47). Gull-Þóris saga was composed in the early fourteenth century. »
28      Wizards and Words. The Old Norse Vocabulary of Magic in a Cultural Context (Munich, 2019), p. 139. »
29      The only instance I have found within my time-frame is the prose interlude in Helgakviða Hjorvarðssonar (p. 260), where it is used with the prepositional phrase í -líki. The verb is more often associated in texts with dispositional/psychological changes and acts of violence than theriomorphism per se. »
30      Ch. 24 (p. 91). Cp. Isidore, Etymologiae XI.iv.2. »
31      Phrases discussed here are skipta/víxla litum/hǫmum/yfirlitum/ásjónum (exchange appearances/skins/outward bearings). »
32      For example, the phrase bregða litum does not refer to metamorphosis, but rather changing colour/complexion. »
33      Ch. 7 (p. 9). »
34      Hamr is semantically ambivalent: it denotes outward form/shape (e.g., Skm., ch. G58 (pp. 4–5)) and a material pelt/shell (as in the biblical translation Stjórn, where the skin shed by snakes is referred to as ellihamr (ch. 25 (p. 98): ‘old-age-skin’)). This term renders the Latin vetere tunica from Isidore’s Etymologiae XII.iv.46. The root ham- is also associated with mental states: see Novotná’s detailed overview in Between Body and Soul, pp. 55–131. »
35      Grp. 37 (p. 292). »
36      Grp. 43 (p. 293). In both stanzas, the noun referring to appearance participates in alliteration, and therefore the lexical variation may be due to the poet’s need to fulfil metrical requirements. Nonetheless, the fact that the terms can be used interchangeably suggests a degree of semantic equivalence. »
37      Grp. 38 (p. 292). »
38      Grp. 43 (p. 293). »
39      DínDr. (p. 21). »
40      Sams., ch. 21 (ed. Wilson, p. 44), Vilm., ch. 5 (ed. Loth, p. 148). Samsons saga fagra dates to the late fourteenth or early fifteenth century, while Vilmundar saga dates to the fourteenth century. »
41      Ch. 29 (p. 48): ‘skipta nú litum, sem Grímhildr kenndi þeim’ (‘they exchanged appearances, as Grímhildr taught them’). »
42      Ch. 7 (ed. Loth, p. 64). Sigrgarðs saga frœkna is a fifteenth-century riddarasaga»
43      Chs 6–7 (I, 17–18). »
44      ‘Shapeshifting’, p. 108. »
45      Ch. 2 (p. 167): ‘Hann brást oft í ýmissa kvikenda líki ok skipti hömum svá skjótt’ (‘he changed into various animal forms and exchanged shapes so quickly’). »
46      Tveggja postula saga Pétrs ok Páls, ch. 24 (ed. Unger, p. 306). The saga is preserved in AM 656 I 4to (fourteenth century). »
47      E.g., in Clemens saga, the phrase skipta yfirlitum describes how Simon Magus changes his appearance to ‘seem’ (sýnask) any age he likes (ch. 5 (p. 16)). The phrasing skipta yfirlitum, denoting transformation, features occasionally in hagiographic sagas (e.g., Maríu saga) and riddarasögur (e.g., Alexanders saga). »
48      ‘Stylistics and Sources of the Postola Sögur in AM 645 4to and AM 652/630 4to’, Gripla 16 (2005), 7–50 (p. 12 n. 9). »
49      See E. Heide, ‘The Term Leizla in Old Norse Vision Literature – Contrasting Imported and Indigenous Genres?’, Scripta Islandica 67 (2016), 37–64 (pp. 45–6); C. Tolley, ‘Sources for Snorri’s Depiction of Óðinn in Ynglinga saga: Lappish Shamanism and the Historia Norvegiae’, Maal og Minne 1 (1996), 67–79. »
50      De civitate Dei, ed. E. M. Sanford and W. M. Green (London, 1965), XVIII.xviii, p. 424. »
51      ‘Birds and Humans’, p. 197. »
52      Phrases discussed here are sýnask (to seem/appear), sjá (to see), líta (to look), missýna (to confuse one’s vision), gera sjónhverfingar (to perform sight-deceptions) and vera horfinn (to disappear). »
53      SigÞǫgl., ch. 21 (p. 158). Cp. EgÁsm., ch. 15 (p. 70).  »
54      Ibid. Cp. HjǪ., ch. 22 (p. 516). »
55      Eb., ch. 20 (pp. 51–2). Cp. SigÞǫgl., ch. 21 (p. 158). »
56      E.g., Hem. (p. 40); Mar., ch. 132 (p. 879). »
57      Mág. I, ch. 19 (ed. Cederschiöld, p. 38). »
58      Mág. II, ch. 61 (p. 146). »
59      Gylf., ch. 47 (pp. 42–3): ‘En sjónhverfingar hefi ek gert þér […] En sá kǫttr var eigi sem þér sýndisk’ (‘I have performed many sight-deceptions for you […] But that cat was not as it seemed to you’). »
60      Mar., ch. 132 (p. 879): ‘wakanda margar sionhuerfingar. Synduzt þeir honum stundvm i liki hunda, warga eda annarra grimmuztu dyra’ (‘waking to many sight-deceptions. They appeared to him for a while in the form of dogs, wolves and other fiercest creatures’). See also Eb., ch. 20 (p. 53). »
61      Ant., ch. 10 (p. 59).  »
62      Stjórn, ch. 44 (p. 159). »
63      E.g., ÓT., ch. 187 (II, 140–1); Mírmanns saga, ch. 9 (ed. Slay p. 23). Mírmanns saga was likely composed in the fourteenth century. On the association between sjónhverfing and pagan magic, see S. Grønlie, ‘“Reading and Understanding”: The Miracles in Þorvalds þáttr ens víðfǫrla’, JEGP 112.4 (2013), 475–94 (p. 492). »
64      Ch. 8 (ed. Loth, p. 212). Sigurðar saga turnara was composed in the fourteenth century. »
65      Harð., ch. 11 (ed. Hast, p. 32). Harðar saga was composed in the fourteenth century. »
66      Ant., ch. 17 (p. 67). »
67      Harð., ch. 26 (p. 67). »
68      Ibid»
69      Ibid. (pp. 67–8, my emphases). The sýnask-sjónhverfing-sjá cluster also occurs in Eyrbyggja saga, in the context of Katla’s deceptions. »
70      Harð., ch. 26 (p. 68, my emphases). »
71      Ch. 10 (pp. 23–4). »
72      Ch. 8 (p. 403). »
73      Ch. 12 (ed. Zitzelsberger, p. 16). Sturlaugs saga was composed c. 1300. »
74      Ch. 61 (p. 146). »
75      These motifs are linked in the Útgarða-Loki narrative in Gylfaginning; Gylf., ch. 54 (p. 57). »
76      Ch. 8 (p. 403). »
77      Ch. 12 (p. 16). »
78      Phrases discussed here are hljópa/felask/standa/fljúga/sitja/fara/koma í -líki/-ham (to leap/hide oneself/stand/fly/sit/go/arrive in the form/shape (of)). »
79      Bev., ch. 35 (ed. Sanders, p. 347). Bevers saga is a thirteenth-century riddarasaga translated from a version of Boeve de Haumtone»
80      Vǫls., ch. 8 (pp. 11–12, 13); GHr., ch. 16 (p. 280); Rm. (p. 298); Ls. 24 (p. 413); Hkr., ch. 33 (I, ed. Bjarni Aðalbjarnarson, p. 271).  »
81      Martin, ch. 4 (p. 556); anon., Heilagra meyja drápa 35, SkP VII, 913; Skm., ch. G56 (p. 2). »
82      Þjóðólfr ór Hvini, Haustlǫng 2, SkP III, 434; Gibb., ch. 15 (ed. Page, p. 83). Gibbons saga was composed in the fourteenth century. »
83      HHv. 31 (p. 265). »
84      Vm. 37 (p. 362). »
85      Ls. (p. 412). »
86      GHr., ch. 16 (p. 280). Notably, transformations for travel are not limited to animal forms but also include shifts into magically skilled humans; see Ls. 24 (p. 413). »
87      Hkr., ch. 33 (I, 271). »
88      Vǫls., ch. 8 (p. 11). »
89      Ibid»
90      Phrases discussed here are hafa -líki/-lit/-ham (to have the form/appearance/shape (of)), taka við yfirlitum (to take the outward appearance (of)), taka á sik ásjónu/mynd (to take on the outward appearance/image (of)) and taka/ljá/fá -ham (to take/lend/obtain the shape (of)). »
91      Gylf., ch. 14 (p. 15). »
92      Vǫls., ch. 14 (p. 25).  »
93      Ibid. »
94      Skm., ch. G56 (p. 2); Þrk. 3 (p. 422). »
95      Skm., ch. G58 (p. 4–5).  »
96      Alex., ch. 10 (ed. Finnur Jónsson, p. 70; see also p. 148). Alexanders saga is a prose translation of a Latin epic; it survives in manuscripts from the thirteenth century onwards. »
97      See further M. E. Ruggerini, ‘Tales of Flight in Old Norse and Medieval English Texts’, VMS 2 (2006), 201–38. »
98      ÞorstVík. 17 (p. 432); ÓTOdd., ch. 60 (p. 177); Mar., ch. 4 (p. 448). »
99      Except when fjaðrhamr refers to an external device rather than a literal bird form. »
100      Phrases discussed here are fara í -ham (to put on/go into skin), fara ór -hami (to take off/go out of skin), komask ór hami (to get oneself out of skin), hamr steypask yfir (skin was cast over [him/her]) and draga (af) -ham/-fjaðrar (to wear/remove skin/feathers). »
101      ‘fara’, ONP, https://onp.ku.dk/onp/onp.php?o19373; ‘steypa’, ONP, https://onp.ku.dk/onp/onp.php?o75461; ‘draga’, ONP, https://onp.ku.dk/onp/onp.php?o14974 [accessed 10 September 2022]. »
102      Vkv. 1 (p. 428). »
103      Vkv. 2 (p. 429). »
104      Vkv. (p. 428). »
105      Ch. 2 (p. 276). »
106      The similar phrase fara í belg appears in the context of a transformation in Þiðreks saga af Bern, where Isungr dons a bear-skin and sews himself inside it. Þiðreks saga survives in a late thirteenth-century Norwegian manuscript (which is not discussed further here, since my focus is on Icelandic texts). »
107      Fara í ham and koma í ham are also employed in the fifteenth/sixteenth-century Tíodéls saga (based on Bisclaretz ljóð), in which Tíodél removes his clothes and puts on a bear-hamr»
108      Vǫls., ch. 8 (p. 11). »
109      Ibid. (p. 16). »
110      GrL., ch. 2 (p. 151). A similar episode appears in the fifteenth-century Ála flekks saga»
111      Hrólf., ch. 20 (p. 58). »
112      Vǫls., ch. 8 (p. 11) »
113      Hrólf., ch. 20 (p. 59). »
114      Ǫrvar-Odds saga survives in three redactions: one from the early fourteenth century (preserved in SKB7 4to, known as S), one from the later fourteenth century (preserved in AM 344a 4to, known as M), and one from the fifteenth century. »
115      ǪrvM, ch. 38 (ed. Boer, pp. 118–20). Birch bark is used as a wrapping in early Scandinavian Christian graves, either covering the body or the coffin – a practice that Julie Lund interprets as providing an extra ‘skin’ in death (‘Fragments of a Conversion: Handling Bodies and Objects in Pagan and Christian Scandinavia, AD 800–1000’, World Archaeology 45.1 (2013), 46–63, p. 54). Perhaps Oddr’s transformation into the Næframaðr is connected with his unusually long lifespan, restoring his youth? »
116      ǪrvM, ch. 40 (p. 168). Cp. also SigÞǫgl., ch. 36 (p. 209) in which Sigurðr visits Sedentia in the form of a giant and puts her inside his coat, whereupon Sedentia finds that ‘nu eigi stærre enn menzkr madur og war hann j silkeskyrtu’ (‘now he is no bigger than a human man and he was wearing a silk shirt’). »
117      Bós., ch. 12 (p. 55).  »
118      ‘fœra’, ONP, https://onp.ku.dk/onp/onp.php?o25350 [accessed 28 July 2022]. »
119      Bós., ch. 12 (p. 55). »
120      NB: mynd is occasionally used to refer to animal appearances adopted during transformations in hagiographic literature, chiefly in contexts in which devils rapidly change appearances in an illusory manner (e.g., Ant., ch. 17 (p. 67)). »
121      It is derived from lík (body) not glíkr (like, resembling); R. Cleasby and Guðbrandur Vigfússon, An Icelandic-English Dictionary (Oxford, 1989), p. 392. However, the weak masculine noun glíki (equal, equivalent) is also widely spelled líki, and when used in the nominative singular form, is indistinguishable from the strong neuter noun líki (form, body). »
122      Rm. (pp. 298, 300), Ls. (p. 421), HHv. (p. 260). »
123      Ls. 24; HHv. 31. »
124      Heiðreks, ch. 9 (p. 44). »
125      HjǪ., ch. 9 (p. 472). »
126      HHv., p. 260. »
127      GHr., ch. 16 (p. 280). »
128      Bær., ch. 31 (p. 118). »
129      Anon., Heilagra meyja drápa 35, SkP VII, 913. »
130      Skm., chs G58, 40 (pp. 4, 46). »
131      GHr., ch. 14 (p. 59); Bær., ch. 31 (p. 119); Bret., ch. 271 (ch. 27). »
132      Gylf., ch. 49 (p. 45); ÓTOdd., ch. 60 (p. 177), Mar., ch. 45 (p. 135). »
133      Vǫls., ch. 8 (p. 13). »
134      Ls. 24 (p. 413). »
135      Skm., ch. G56 (p.2). »
136      HHv. 31 (p. 265). »
137      Ldn(H), ch. 191 (p. 75). »
138      In riddarasögur, animal-hamir are used as a mechanism for physical transformation (see, e.g., Gibbons saga, chs 15, 17), while fjaðrhamir are presented as appurtenances enabling flight rather than prompting transformation (Bret., ch. 12 (p. 248); Alex., ch. 10 (p. 148)). In konungasögur, hamr appears in descriptions of transformation in euhemerised mythological contexts (Hkr., ch. 7 (I, 18); Sǫrla, ch. 2 (p. 276)). In skaldic verse, it denotes transformation in mythological contexts (e.g., Þjóðólfr ór Hvini, Haustlǫng 2, SkP III, 434) and in níð accusations (Anon., Lausavísa from Óláfs saga Tryggvasonar 1, SkP I, 1073). »
139      On the verb hamask and related hamr-compounds in Íslendingasögur, see below. »
140      This pattern is maintained across the different manuscript witnesses of Snorra Edda»
141      Skm., ch. G58 (pp. 4–5). »
142      Grp. 43. »
143      Vsp. 39. »
144      Vkv. (p. 429). »
145      Vm. 37, Þrk. 5. »
146      E.g., in GrL., Vǫls. and Hrólf»
147      Ch. 18 (p. 24). »
148      Ch. 20 (p. 56). »
149      Ch. 19 (p. 55). »
150      E.g., Sams., ch. 21; Vilm., ch. 5. »
151      Fbr., ch. 12 (ed. Björn K. Þórólfsson, p. 84), AM 566 b 4to-version: ‘Var hann olikr feðr sinum ok sva frændum, bæði yferlitz ok sva i skapi’ (‘he was unlike his father and also his relatives, both in outward appearance and also in disposition’). »